Donald Trump: Why the Military Can Not and Will Not Obey Your Order

(The views expressed here are my own and do not represent the views of any organization, office, or department of any government agency or any employer or other organization.)

Mr. Trump, in an interview on December 1, 2015, on Fox & Friends, stated that if he is elected President, he will order the military to kill family members of terrorists. He defended that position again during the CNN Republican Debate on December 15, 2015, at 9:36 pm ET. He has also taken the position that we must use torture methods against our enemies. Then, on the Fox News Debate on March 3, 2016 at 9:49 ET, Mr. Trump was asked what he would do if the military refused to obey his illegal order. He said, “They will not refuse.” Sir, you are wrong!

Unlike other countries, those of us who serve or have served as Officers in the US military, swore an oath that we take very seriously.[1][2] It is a sacred oath. We swore an oath to “support and defend the Constitution of the United States” and not an oath to support any person, leader, or Führer as is done in other countries. We love the Constitution and the principles it stands for, the freedoms it preserves for our families and people, and the liberty it protects. I personally read the Constitution through in its entirety every month and have done so for over 16 years. I read about its founding, creation, and legal opinions regarding its meaning. As military personnel, we need to know and love the Constitution.

Although the Constitution appoints the President as Commander-in-Chief, it does not grant him unlimited power. In fact, the Constitution itself allows the President to be impeached and removed for “high crimes and misdemeanors” showing that the President is not all-powerful and must remain within the limits set out by law. Anytime he violates the law, he is acting outside the authority of his office and thus outside his authority as Commander-in-Chief. Any order the President gives that violates the Constitution, our military officers and enlisted personnel are duty bound to disobey.

The Hague Convention is a treaty to which the United States is a party. It prohibits the targeting and killing of non-combatants. The United States is also a Party to the Geneva Conventions. They too prohibit torture and the killing of non-combatants. Additionally, they demand that prisoners, whether combatants or non-combatants, must be treated humanely.

Article VI, Clause 2 of the United States Constitution reads, “This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land;” This clause means, Mr. Trump, that any order given by you as President, that is contrary to the Treaties we have made or the laws passed by Congress, is illegal and void. The military MUST disobey any such order.

The world learned during the Nuremberg trials that “I was just following orders” is no defense to committing criminal acts. It will not become so now. If we were to start torturing prisoners and killing non-combatants, we would lose our legal and moral high ground. We would lack any moral or legal legitimacy to complain when others tortured our soldiers or killed their families or our citizens. By making the families of ISIS terrorists targets for killing, you give legitimacy to ISIS in the targeting of the families of our military forces.

I understand the frustration of our troops. I have seen it over and over again as I gave briefings on the Law of Armed Conflict. They would ask, “Why should we obey LOAC when the enemy does not?” The answer is simple. We are not them! We are Americans! We have higher moral principles. We can still accomplish our mission and win this conflict while maintaining the very moral foundations of who we are and without giving in to the anger and frustrations put upon us by the enemy. To say otherwise is to deny the greatness of our Country and our military forces. We act according to laws, morals, and principles. We refuse to allow others to force us to act contrary to those laws, morals, and principles. If we succumb to the enemy’s methods and forsake our principles and morals, we give them the victory over us! That cannot be allowed to happen!

By heeding your call to kill the families of terrorists and to torture our prisoners (and they are prisoners, whether you call them detainees, prisoners of war, unlawful combatants, etc. – a rose is a rose even if called by another name), then we accept what was done in Germany and Japan during World War II. We must then overturn the verdicts at Nuremberg and Tokyo and announce to the world that we were wrong and those evil men were right. I for one will not stand for that.

Should you become President, sir, our military officers and troops must disobey any illegal order you give to kill non-combatants or to torture prisoners. Our Officers need to maintain the integrity they have had in the past to refuse to obey illegal orders and have the courage to resign, as others before them have done, when they disagreed with the orders they were given. Once the military agrees to follow illegal orders of the type you are proposing, our Republic is lost, the Constitution destroyed, and our country ripe for takeover by a military junta or coup. That must never happen. The course you propose sir, is detrimental to the very existence of our Nation.

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[1] The Officer Oath is as follows: “I, (state your name), having been appointed a (rank) in the United States (branch of service), do solemnly swear (or affirm) that I will support and defend the Constitution of the United States against all enemies, foreign and domestic; that I will bear true faith and allegiance to the same; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the office upon which I am about to enter. So help me God”

[2] Enlisted troops take a similar oath. It reads, “I, _____, do solemnly swear (or affirm) that I will support and defend the Constitution of the United States against all enemies, foreign and domestic; that I will bear true faith and allegiance to the same; and that I will obey the orders of the President of the United States and the orders of the officers appointed over me, according to regulations and the Uniform Code of Military Justice. So help me God.” Although this oath requires that they obey the orders of the President of the United States, it limits that duty only to obey those orders that are issued according to regulations and the UCMJ. The UCMJ prohibits our troops from complying with unlawful orders such as participating in torture or killing non-combatants.

 

 

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Ted Cruz is Eligible to be President

Many have been deceived by Mr. Trump’s false allegations that Ted Cruz is not eligible to be President because he is not a “natural born Citizen.” Mr. Trump has even suggested that Mr. Cruz is an originalist except when it does not suit him, as in the case of being a natural-born citizen. Don’t be deceived by these falsehoods.

Article 2, Section 1, Clause 5 if the United States Constitution clearly states, “No Person except a natural born Citizen, …, shall be eligible to the Office of President.” But, as it does with so many other things, the Constitution does not define what a “natural born Citizen” is. It left it up to the Congress to pass laws and to define a natural born citizen.

The Constitution states that the Congress shall have power “To make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers, and all other Powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof.” Article 1, Section 8, Clause 18.

The Constitution goes on further to state, “This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; …, shall be the supreme Law of the Land;”.

It is clear from the text of the Constitution, that Congress has the authority to define the meaning of “natural born Citizen.”

The fact that the Founding Fathers believed that Congress had the authority to define what a “natural born Citizen” was, is seen in the first nationalization statute enacted by the First Congress.

In March 1790, the First Congress of the United States passed the first naturalization law. In it, Congress declared that “the children of citizens of the United States, that may be born beyond the sea, or out of the limits of the United States, shall be considered as natural born citizens.” 1 Stat. 104, Ch. 3, § 1 (1790).

So who were these members of Congress who defined natural born Citizens to include those children of citizens of the United States who are born outside the territorial limits of the US? None other than many of the Founding Fathers who were present at the Constitutional Convention and adopted that specific wording, to include James Madison, known as the Father of the Constitution; and it was signed into law by none other than George Washington, the President of the United States at the time and the former President of the Constitutional Convention!

Just a few years later, in 1795, Congress changed the naturalization act and removed the term “natural born” for children of US citizens when those children were born outside the territory of the United States. Again, many members of Congress at the time had been members of the Constitutional Convention and the new law was signed by George Washington as President of the United States. These acts by the Founding Fathers support the conclusion that Congress has the authority to determine the qualifications necessary to be considered a “natural born citizen” and that they considered, for at least the first few years under the Constitution, that persons born outside of the United States to US citizen parents, were natural born citizens.

Congress has declared that Mr. Cruz is a citizen of the United States at birth, and thus a natural born citizen. (If one wishes to make a distinction between “born” and “natural born” a whole new can of worms can be opened, based on the wild imaginations of fancy of many liberal pundits. For example, is someone born by C-Section not to be considered “natural born” because birth by C-Section is not the “natural” way to give birth to a child?) Congress currently defines a person as a citizen at birth if that person has one parent “who, prior to the birth of such person, was physically present in the United States or its outlying possessions for a period or periods totaling not less than five years, at least two of which were after attaining the age of fourteen years;” 8 USC § 1401(g). Mr. Cruz’s mother met those requirements when he was born. Therefore, Mr. Cruz satisfies the requirement of being a natural born citizen and thus is eligible to be President of the United States.

It has been the understanding of scholars for decades, if not since the Founding Era, that someone born outside of the United States, but to an American parent, is a natural born citizen of the United States and thus eligible to be President. George Romney, father of Mitt Romney, was born in Mexico to American parents and ran for President in 1968. John McCain who was born in Panama to American parents ran for President in 2008.

Mr. Cruz is eligible to be President of the United States. Whether you agree with his politics or not, your decision on who to vote for should not be based on the false argument that he is not eligible for the office. Do not fall for Mr. Trump’s trumped up allegations.

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Arming of Recruiters

We are all deeply saddened by the recent shootings and killing of military recruiters in Chattanooga. In the wake of the killings, it has been asked why are recruiters (and military personnel in general) not allowed to carry firearms in the United States?

In answer to this question, we have been given a very weak response from our military leaders; a response that is not only weak, but flat out wrong. They have responded saying that the Posse Comitatus Act (18 U.S.C. 1385) prohibits them from arming military personnel in the United States.

A “Posse Comitatus” is “a body of persons that a peace officer of a county is empowered to call upon for assistance in preserving the peace, making arrests, and serving writs.”

The Posse Comitatus Act is short and simple. It states, “Whoever, except in cases and under circumstances expressly authorized by the Constitution or Act of Congress, willfully uses any part of the Army or the Air Force as a posse comitatus or otherwise to execute the laws shall be fined under this title or imprisoned not more than two years, or both.”

The most glaring error in the thinking of military leaders that this Act prohibits them from arming military personnel, or allowing them to carry their personal firearms in the United States is that the Act does not apply to all military personnel. It only applies to the Army and Air Force. The recruiting station in Chattanooga was manned with Sailors and Marines who are not covered by the Act! The act was last updated in 1994 and Congress could have included the Navy and Marine Corps at that time (or at any time in our Nation’s history) if Congress wanted the Act to apply to all military personnel.

A second flaw in the reasoning that the Posse Comitatus Act prohibits the arming of military personnel in the United States, is that the Act only prohibits the use of Soldiers and Airmen “to execute the laws.” Nothing in the Act prohibits military personnel from possessing firearms on duty and in uniform for the purposes of self-defense or to defend the lives of others. The Act prohibits using Soldiers and Airmen to effectuate arrests, conduct traffic control, conduct searches and seizures of civilians, or otherwise execute of enforce the laws, but it certainly does not prohibit military personnel from possessing firearms while in uniform and on duty for the purpose of self-defense and to defend others.

It was wrong to disarm our military personnel in the first place. With our current fight against terrorism where there are no battle lines, with terrorist cells now present in the United States, and after attacks like the ones in Chattanooga and Fort Hood, it is past time that we correct this wrong and allow our military personnel throughout the country to carry firearms while on duty and in uniform.

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2d Amendment – Founding Fathers

The Founding Fathers and the Second Amendment

  1. Introduction

The Founding Fathers stated in the Second Amendment, “A well-regulated militia, being necessary to the security of a free State, the right of the people to keep and bear Arms shall not be infringed.”[1] In today’s society, the debates on gun control are impassioned and heated. Many wonder what right the Founding Fathers really wanted to recognize with the Second Amendment. Some, such as the former Solicitor General for the Clinton-Gore Administration, Seth Waxman, claim that the right to keep and bear arms is a right belonging to the people collectively as a State.[2] Others, such as former Attorney General of the United States, John Ashcroft, believe that the right is a personal right belonging to the people as individuals.[3] By looking at the text and structure of the Second Amendment together with other parts of the Constitution and the Bill of Rights, and by studying the comments of the Founding Fathers, it becomes clear that the Second Amendment was indeed intended to recognize the right of the people as individuals to keep and bear arms.[4]

David Harmer, an attorney and former candidate for the U.S. Congress (Utah 1996; California 2009 & 2010) declared why it is important that we properly understand the meaning of the Second Amendment:

If one believes that the people are to serve the state, that the rights of the people are created or granted by the state, or that the security of the state itself is of paramount importance, then the right to keep and bear arms is a dangerous vehicle for subversion that must be eliminated; and eliminated it has routinely been in totalitarian countries. If one believes the opposite – that neither the people nor their rights were meant to serve the state, but that people were endowed by their Creator with certain inalienable rights, and that the state was created to secure those rights – then the Second Amendment assumes awesome importance, not only in recognizing one among many particular rights of the people, but also providing an independent means of preserving and enforcing those rights.[5]

The Declaration of Independence gives us a small glimpse into the beliefs of the Founding Fathers concerning the right to keep and bear arms. Thomas Jefferson included in the Declaration as a self-evident truth that people have unalienable rights and that governments and that governments are created to secure these rights to man.[6] Listed among these rights, was the right and duty of the people to throw off despotic governments.[7] Despotic governments cannot be overthrown through normal political processes. The despots in power will not heed the voices of their citizens or subjects. Such was the case with the American Colonies. The Declaration of Independence describes how the Colonies had repeatedly sought a redress of their grievances through the King and Parliament of Great Britain but to no avail.[8] Only as a last effort did the Colonies turn to arms. The right of the individual to keep and bear arms is essential if the people are to remain capable of throwing off such despotic governments together with their armies.

To find the true meaning of the Second Amendment, one must look to the Founding Fathers and their views on what right they intended to recognize with this Amendment. First, one should examine the actual text of the Second Amendment to see what the Founding Fathers tried to communicate when they formulated the Amendment. Second, one should analyze how the Founding Fathers structured the Constitution and the Bill of Rights to determine the meaning of the Second Amendment rights based on other rights expressed in the Constitution and other amendments. Finally, one needs to refer to the Founding Fathers themselves, to what they said about guns and firearms, and about the Second Amendment in the Founding Era.

  1. The Text of the Second Amendment

The Second Amendment reads, “A well-regulated militia, being necessary to the security of a free State, the right of the people to keep and bear Arms shall not be infringed.”[9] After a cursory reading of the text of the Second Amendment, several factors stand out. First, is the opening clause, “A well-regulated militia, being necessary to the security of a free State,” as an introductory clause to the main portion of the Amendment. Second, is the part that declares this right to be “the right of the people[.]” Third, is the right itself, “to keep and bear arms[.]” And the final phrase of the Amendment, “shall not be infringed,” consists of a general constrain on governments not to interfere with this right.

 

  1. Purpose of the Introductory Clause

 

The introductory clause of the Second Amendment states, “A well-regulated militia being necessary to the security of a free State.” Some argue that the introductory clause means that the right to keep and bear arms belongs only to the States so that they can arm the militia.[10] However, in the Founding Era, only one editorial has been found attacking the Second Amendment, and the only part of the Amendment it attacked was the introductory clause because of it apparent inefficiency.[11] The editorial was written by the well-known Anti-Federalist “Centinel” who said, “It is remarkable that this article only makes the observation ‘that a well-regulated militia, composed of the body of the people, is the best security of a free State;’ it does not ordain, or constitutionally provide for, the establishment of one.”[12] Centinel viewed this clause as a mere observation without any power. To understand the introductory clause as guaranteeing the States the right to arm their own militias, or guaranteeing any other right, was an interpretation that was not known during the Founding Era. The introductory clause was viewed simply as a declaratory statement.

The Constitution is a document of limited, enumerated powers granted to the government. It already gave power to the federal government to provide arms and training for the State militias before the Second Amendment was ratified.[13] Nowhere in the Constitution is it mentioned that the States were deprived of this right should the federal government fail in its duties. Nowhere are the States forbidden from organizing a militia. The right contained in the second half of the sentence would stand even without the opening declaratory phrase.

Grammatical rules also show that the Founding Fathers intended the introductory clause of the Second Amendment as a mere observation that neither granted any rights nor made any rights conditional. Rules of statutory construction reveal that an introductory clause merely states a reason why a right might be granted, but has no bearing on what the actual right is.[14] For example, a law stating that trial by jury being the best method to discover the truth, the right to a jury trial shall not be denied, the denial of a jury trial would be found in violation of the law even if later studies showed that a bench trials with a judge but no jury, were more successful than jury trials in discovering truth. Thus, the introductory clause has no bearing on the actual right.

In expounding the original meaning of the Second Amendment, the Fifth Circuit Court said,

 

It seems clear under longstanding and generally accepted principles of statutory construction, that, at least where the preamble and the operative portion of the statute may reasonably be read consistently with each other, the preamble may not properly support a reading of the operative portion which would plainly be at odds with what otherwise would be its clear meaning.[15]

 

The clear meaning of the operative clause of the Second Amendment is that the people have the right to keep and bear arms. The next logical question then is, who are the “people” to whom the Founding Fathers referred?

 

  1. The People

 

Some argue that the term “the people” means the people collectively as a State.[16] David Harmer noted that even “[s]everal federal courts have held that the Second Amendment does not establish an individual right to keep and bear arms, but rather a ‘collective’ right, whatever that is, or a right held by the States.”[17] This interpretation, however, is contrary to the meaning given the term “the people” in other parts of the Bill of Rights. Don B. Kates, Jr. makes an outstanding argument in his law review article entitled Handgun Prohibition and the Original Meaning of the Second Amendment, to show that the term “the people,” as used in the Second Amendment, was used to guarantee the individual right to keep and bear arms.[18]

 

The phrase “the people” appears in four other provisions of the Bill of Rights, always denoting rights pertaining to individuals. Thus, to justify an exclusively state’s right view, the following set of propositions must be accepted: (1) when the first Congress drafted the Bill of Rights it used “right of the people” in the first amendment to denote a right of individuals (assembly); (2) then, some sixteen words later, it used the same phrase in the second amendment to denote a right belonging exclusively to the states; (3) but then, forty-six words later, the fourth amendment’s “right of the people” had reverted to its normal individual right meaning; (4) “right of the people” was again used in the natural sense in the ninth amendment; and (5) finally, in the tenth amendment the first Congress specifically distinguished “the states” from “the people,” although it had failed to do so in the second amendment. Any one of these textual incongruities demanded by an exclusively state’s right position dooms it. Cumulatively, they present a truly grotesque reading of the Bill of Rights.[19]

 

All of the other amendments in the Bill of Rights referring to right belonging to “the people,” the First,[20] Fourth,[21] Ninth,[22] and Tenth,[23] refer to individual and not collective rights. It is only logical that the Second Amendment would follow this pattern.

The Founding Fathers specifically and clearly differentiated between a “State” and “people” when they wrote the Second Amendment as well as when they wrote the other parts of the Constitution.[24] If the Founding Fathers had meant for the right to bear arms to be a right belonging to the people collectively as a State, then they could have written the amendment to read, “A well-regulated militia being necessary to the security of a free State, the right of the States to keep and bear Arms shall not be infringed.”[25] This would have made the meaning explicitly clear that the right to bear arms belonged to the people collectively. But the Founders did not write the amendment in that manner. Instead, they differentiated between the State and the people. This differentiation is even more pronounced in the Tenth Amendment.

The Tenth Amendment makes a clear and succinct differentiation between a State and the people. It reads, “The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectfully or to the people.”[26] It, along with the Ninth Amendment,[27] recognizes that certain rights are personal rights, belonging to individual persons and not to the people collectively as a State. The Tenth Amendment was passed at the same time as the Second Amendment by the First Congress meeting under the new Constitution. If that Congress had wanted to recognize the right to keep and bear arms a collective right of the people, they would have said so by reserving the right to keep and bear arms to the State and not to the people. The Fifth Circuit Court of Appeals was correct when it stated, “[i]t appears clear that ‘the people,’ as used in the Constitution, including the Second Amendment, refers to individual Americans.[28]

 

  1. The Militia

 

Critics of the personal right to bear arms refer back to the introductory phrase of the Second Amendment to claim that only those serving in the militia, which they claim in our modern society is a State’s National Guard, have a right to bear arms.[29] This view of the right to bear arms does not hold sway for two reasons. First, the militia at the time of the adoption of the Second Amendment consisted of all free white male citizens capable of bearing arms, or the people in general.[30] Second, the Founders were afraid of standing armies and a select militia, like our National Guard today, too closely resembled a standing army to be accepted by the Founders.[31]

At the time of the Founding Fathers, the militia was composed of the population in general, or at least of all the free white male inhabitants of a State.[32] In 1792, Congress, meeting immediately after the enactment of the Second Amendment, defined the militia to include the entire able-bodied military-aged male citizenry of the United States and required each of them to own his own firearm.[33] These people were expected to fight for the defense of their State or country and to provide their own arms for that defense.[34]

The Founders also had a great fear of and contempt for standing armies.[35] This fear of standing armies was brought to the forefront during the Revolutionary War. General Washington wrote several letters describing his inability to rely effectively on the militia[36] and his concern that short enlistments and a reliance on the militia would lead to the defeat of the American cause.[37] Yet, Congress was hesitant to extend enlistments and to create a standing army despite General Washington’s fears.

This fear of a standing army made the colonists dependent on the militia system. The Founding Fathers were well versed in classical literature[38] and knew that republics in the past had relied on their citizens to become the army of the republic when necessary.[39] But to be an effective army, the members composing the army need not only have weapons, but they must be well-versed in their use as well. Thus, the Second Amendment expressly embraces an individual right to keep and bear arms; for “it erects the very scaffolding of a free state upon that guarantee.[40](Emphasis in original). A well-regulated militia must be drawn from the people who have a right to keep and bear arms and are well-trained in their usage, rather than from a people without the rights to keep and bear arms and who are unfamiliar on how to use them effectively.[41]

In the Declaration of Independence, Thomas Jefferson claimed one of the great offenses committed by King George was the establishment of a standing army in the colonies. [42] In order to prevent eh creation of a standing army in the United States under the Constitution, the Founders inserted a clause into the Constitution stating that no money for the support of an army should be appropriated for a term of more than two years.[43] Without money to survive, no standing army could exist.

The Founding Fathers also feared the concept of a “select militia” because such a militia too closely resembled a standing army and could lead towards disarming the people in general. In the Pennsylvania ratifying convention, John Smilie warned, ‘Congress may give us a select militia which will, in fact, be a standing army – or Congress, afraid of a general militia, may say there shall be no militia at all. When a select militia is formed; the people in general may be disarmed.”[44]

Richard Henry Lee who authored the Letters From a Federal Farmer and who was opposed to adopting the Constitution without a Bill of Rights also lamented the dangers of a select militia. [45] “Should one fifth or one eights part of the men capable of bearing arms, be made a select militia, as has been proposed, … and all the others put upon a plan that will render them of no importance, the former will answer all the purposes of an army, while the latter will be defenseless.”[46]

Later, Lee went on to speak out against a select militia and to describe the character of a true militia.

A militia, when properly formed, are in fact the people themselves, and render regular troops unnecessary … [T]he constitution ought to secure a genuine [militia] and guard against a select militia, by providing that the militia shall always be kept well organized, armed, disciplined, and include … all men capable of bearing arms; and that all regulations tending to render this general militia useless and defenceless, by establishing a select corps of militia, … be avoided.[47]

 

Lee Further declared the dangers associated with a select militia, such as today’s National Guard.

 

But, say gentlemen, the general militia are for the most part employed at home in their private concerns, cannot be well called out, or depended upon; that we must have a select militia … These corps, not much unlike regular troops, will ever produce an inattention to the general militia; and the consequence has ever been, and ever must be, that the substantial men, having families and property, will generally be without arms, without knowing the use of them, and defenceless; whereas to preserve liberty, it is essential that the whole body of the people always possess arms, and be taught alike, especially when young, how to use them; … The mind that aims at a select militia, must be influenced by a truly anti-republican principle. [48]

 

It was Lee’s belief, shared by the Founding Generation generally, that a select militia should be avoided and that individual Americans should possess arms, train themselves to use them, and come together to form a general militia.

 

  1. “To Keep and Bear Arms”

 

The right to keep and bear arms, however , is an individual right and not limited to those who are actively engaged in militia service.[49] Again this is a right belonging to “the people”.[50] At the time of the Founding Era, people understood the term “to bear arms” as more than just carrying arms in military service.[51] At the time of the Founders, the Constitutions of Kentucky, Ohio, Pennsylvania, and Vermont all guaranteed their citizens the right to ear arms specifically for individual self-defense, while many of the other States guaranteed the right to bear arms in more general terms.[52] Robert Whitehill, representing a minority of delegates to the Pennsylvania ratification convention, even proposed the following amendment to the United States Constitution; “That the people have a right to bear arms for the defense of themselves … or for the purpose of killing game.” [53] There was no requirement that a person could only “bear arms” while engaged in military endeavors.

Further evidence showing that the right to “keep and bear arms” was not limited to military service, comes from the First Senate of the United States under our present Constitution. While debating the wording of the Second Amendment, the Senate specifically rejected a proposal to add the words “for the Common defense” after the phrase “to keep and bear arms.”[54] That the Senate should reject such a proposal exemplifies their belief that the right of the people to keep and bear arms was a private right, not a mere duty required for militia service.

The Bill of Rights was understood to guarantee protection of individual freedoms.[55] It is significant that the right to keep and bear arms immediately followed the First Amendment, which guaranteed the personal freedoms of speech, assembly, and religion.[56] Each of the first eight amendments guaranteed private rights belonging to individuals.[57] The Third Amendment protects an individual’s right not to be forced to quarter soldiers against his will;[58] the Fourth Fifth and Sixth Amendments protect individual rights in criminal matters;[59] the Seventh Amendment guarantees an individual’s right to a jury trial in a civil case;[60] and the Eighth Amendment protects individuals from cruel and unusual punishments and excessive bail.[61]

The Founding Fathers, however, were concerned that the enumeration of certain rights in a bill of rights might be misinterpreted to mean that the people only had the rights that were enumerated.[62] In order to overcome this misperception, the Founders passed the Tenth Amendment. The Tenth Amendment makes clear that other rights existed, which belonged not just to States, but to “the people” as well.[63] This Amendment makes a clear distinction between State, or the people in a collective sense, and the people in an individual capacity.

Justice Story, who was appointed to the United States Supreme Court by Thomas Jefferson, understood the Bill of Rights to be composed of individual rights.[64] In his Commentaries on the Constitution of the United States, Story declares tat bills of rights “are in their origin stipulations between kings and their subjects … reservations of rights not surrendered to the prince.”[65] He refereed to the English Bill of Rights in 1688, stating that it secured personal rights against encroachment not just from the king, but form parliament was well.[66] “Among these individual rights was the right of the subjects to bear arms.”[67]

James Madison, known as the Father of the Constitution and of the Bill of Rights, clearly intended the right to keep and bear arms to be an individual right protected by the Constitution. In a letter to Edmund Pendelton, Madison wrote, “[t]o secure ratification of the “Constitution, the Federalists had omitted themselves to the addition of ‘further guards for private rights.’”[68] Madison further commented in his notes that the amendments, in which the right to arms appears very early, “relate first to private rights.”[69]

Madison originally intended to put the rights guaranteed in the Bill of Rights, into the body of the Constitution.[70] In doing so, he put he right to bear arms in with other individual rights contained in the text of the Constitution.[71] Madison chose to place the right of the people to keep and bear arms in article 1, section 9 of the Constitution, immediately following clauses 2 and 3.[72] This placement of the text follows the personal rights guaranteed by the Constitution, securing the right of habeas corpus and prohibiting bills of attainder and ex post facto laws. Justice Story declared that laws securing the writ of habeas corpus, forbidding bills of attainder and prohibiting ex post facto laws, were all right belonging to citizens, not rights of states.[73]

Had Madison meant for the right to keep and bear arms to be a right exclusively belonging to members of the State militia, he could have placed it behind article 1, section 8, clauses 15 and 16, which deal with congressional control over organizing, disciplining, and arming the militia.[74] However, the best place to put the right had Madison believed it to be a right belonging to the people collectively as a state, would be after clause 3 of article 1, section 10 in the Constitution. This clause reads, “No sate shall, without the consent of Congress, … keep Troops, or Ships of War in times of Peace, … or engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay.”[75] Article 10 is composed entirely of State rights and prohibitions. Section 3 deals with States’ rights concerning war powers. Had Madison understood the right to keep and bear arms as a right belonging to the people collectively as a State, the best place to put the right would have been immediately following the clause allowing a State to engage in war when actually invaded or in imminent danger. This would have guaranteed the States the right to have the arms necessary to repel such an invasion or danger.

It is clear from the structure of the Constitution and the Bill of Rights, that the Second Amendment right to keep and bear arms was intended to be an individual right belonging to the people and not a collective right belonging to the States.

 

  1. The Founders Speak

 

  1. Philosophical Background

            The influences of the republican philosophical tradition of the individual right to bear arms upon the Founding fathers is obvious from their own statements.[76] The English Bill of Rights,[77] Blackstone,[78] Montesquieu,[79] and Locke [80]all claimed that individuals had a right to possess arms for their own defense, for the defense of the republic, and for the defense of their rights against the government. Blackstone even went so far as to classify the right to possess arms for home defense s among the five rights necessary “ to protect and maintain inviolate the three great and primary rights, of personal security, personal liberty, and private property.”[81] Blackstone considered these three rights to be “absolute rights of individuals.”[82] Newspaper editorials of the founding period and comments of other lesser-known people abound with favorable references to the citizenry’s widespread possession of personal arms as a characteristic necessary to preserve liberty and to keep government in check.[83]

These writings express fears that the new federal government might disarm the populace, leaving them defenseless against governmental tyranny.[84] Both the Federalists and the Anti-Federalists agreed that the right to keep and bear arms was an individual right and was necessary to preserve liberty.[85] Noah Webster, in a pamphlet entitled “A Citizen of America,” encouraging the ratification of the new Constitution, stated, “Before a standing army can rule, the people must be disarmed; as they are in almost every country in Europe. The supreme power in America cannot enforce unjust laws by the sword; because the whole body of the people are armed …”[86] In short, the accepted philosophy of the times treated the right to arms as among the most vital of personal rights.[87]

People in general, at the time of the Bill of Rights was adopted, believed that the entire Bill of Rights, including the Second Amendment, protected wholly personal right. Albert Gallatin of the New York historical Society stated in October of 1789, “The whole of the Bill [of Rights] is a declaration of the right of the people at large or considered as individuals … It establishes some rights of the individual as unalienable and which consequently, no majority has a right to deprive them of.”[88]

Despite claims by some historians, guns were commonplace in colonial America.[89] In Georgia, a 1770 law actually required men to carry a rifle or pistol every time they attended church; church officials were empowered to search each parishioner no less than fourteen ties per year to assure compliance.[90] Guns were viewed as so essential and the right of every adult male to possess a gun so fundamental, that every colony had laws that forbade confiscating a person’s guns to even satisfy a debt![91]

The Founding Generation viewed the personal right to keep and bear arms as so vital and fundamental that five state ratifying conventions endorsed amending the constitution to assure the right to arms was protected.[92] By comparison, Mr. Kates, author of Handgun Prohibition and the Original Meaning of the Second Amendment, points out that only four states suggested that the rights to assemble, to due process, and against cruel and unusual punishment be guaranteed; only three states suggested that freedom of speech be guaranteed or that the accused be entitled to know the crime for which he would be tried, to confront his accuser, to present and cross-examine witnesses, to be represented by counsel, and not to be forced to incriminate himself. Only two states proposed that double jeopardy be barred.[93]

The states recommending adoption of the right to possess arms as part of the Bill of Rights, expressly revealed their understanding that the right is an individual right. New Hampshire recommended the right be worded, “Congress shall never disarm any citizen, unless such as are or have been in actual rebellion.”[94] Virginia worded her recommendation thus, “That the people have a right to keep and bear arms; that a well-regulated militia composed of the body of the people trained to arms, is the proper, natural, and safe defense of a free state.”[95] This wording makes it clear that the right of the people to keep and bear arms was independent of militia service, for the right is listed as an entirely independent clause. The clause concerning the militia is also entirely independent of the clause guaranteeing the right of the people to keep and bear arms. This second clause commands that the militia is to consist of the “body of the people, trained to arms.” Another entirely independent clause followed this clause concerning standing armies.[96] These subjects were possibly included together in one recommended amendment because the subject matter was similar, but the rights themselves were clearly kept independent of each other. The other three states, New York, Rhode Island, and North Carolina, worded their recommendations similarly.[97] The Pennsylvania minority and Samuel Adams of Massachusetts, both unable to convince their states to recommend the adoption of a Bill of Rights when ratifying the Constitution, made clear their understanding that the right to possess arms was a personal right.

The Pennsylvania minority worded their recommendations to ensure that the individual right nature of the right to possess arms was unmistakable.[98] “That the people have a right to bear arms for the defense of themselves and their own State or the United States, or for the purpose of killing game; and no law shall be passed for disarming the people or any of them unless for crimes committed, or real danger of public injury from individuals…”[99]

Samuel Adams recommended to the ratifying convention of Massachusetts that the Bill of Rights include, “that the said Constitution be never construed to authorize Congress to … prevent the people of the Unites States, who are peaceable citizens, from keeping their own arms.”[100]

  1. Madison

James Madison, the person who would perhaps know best whether or not the right to keep           and bear arms was a personal right since he wrote and proposed to the first Congress under the Constitution the draft of the Bill of Rights and was a member of that Congress when it adopted them, believed that the right was indeed a personal one.

            i

[1] U.S. Const. Amend. 2

[2] James O.E. Norell, In Step with the Founding Fathers, AM 1st Freedom, 35-36 (Jul 2001)

[3] John Ashcroft, Letter from John Ashcroft to James Jay Baker, Am. 1st Freedom, 37 (Jul 2001)

[4] The Supreme Court of the United States finally decided this issue in v. Heller, and held that the right to keep and bear arms is an individual, and not a collective, right. This decision was rendered after I originally wrote this paper for my law school course, Origins of the Constitution.

[5] David Harmer, Securing a Free State: Why the Second Amendment Matters, 1998 B.Y.U.L. Rev. 55 – 56 (1998).

[6] Declaration of Independence [¶2] (1776)

[7] Id.

[8] Id. at [¶¶ 30 – 31] 1776.

[9] U.S. Const. Amend. 2

[10] U.S. v. Emerson, 46 F. Supp. 2d 598 at 600 (N.D. Texas 1999).

[11] Stephen P. Halbrook, That Every Man Be Armed, 80 (The Independent Institute, Oakland, CA 1994).

[12] Id. citing Centinel, Revived, No. xxix, Independent Gazetteer, 19 Sep. 1789, at 2, col. 2

[13] U.S. Const. Art. 1 § 8 cl. 16.

[14] U.S. v. Emerson, 270 F.3d 203, at 233 (5th Cir. 2001).

[15] Id.

[16] Akhil Reed Amar, The Bill of Rights 51 (R.R. Donelly & Sons Company 1998).

[17] Harmer, supra n. 3 at 60.

[18] Don B. Kates, Jr., Handgun Prohibition and the Original Meaning of the Second Amendment, 82 Mich. L. Rev. 204 (1983).

[19] Id. at 218.

[20] “Congress shall make no law respecting the establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.” (Emphasis added).

[21] “The right of the people to be secure in their persons, houses, papers, and effect, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.” (Emphasis added).

[22] “The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.” (Emphasis added).

[23] “The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectfully, or to the people.” (Emphasis added).

[24] U.S. Const. Amend, 10.

[25] William van Alstyne, The Second Amendment and the Personal Right to Arms, 43 Duke L.J. 1236 at 1242 – 1243 (1994).

[26] U.S. Const. Amend. 10

[27] The Ninth Amendment reads, “The enumeration in the Constitution of certain rights shall not be construed to deny or disparage others retained by the people.”

[28] U.S. v. Emerson, 270 F.3d 203 at 229 (5th Cir. 2001).

[29] Amar, supra n.15 at 51.

[30] The Bill of Rights: Original Meaning and Current Understanding 124 (Eugene W. Hickok, Jr., ed., University Press of Virginia 1991) [Hereinafter Original Meaning].

[31] U.S. v. Emerson, 270 F.3d 203 at 250 – 251 (5th Cir. 2001).

[32] Original Meaning supra n. 29 at 124.

[33] Kates, supra n. 17 at 216 referring to the First Militia Act, 1 Stat. 271 (1792).

[34] Id.

[35] Pauline Maier, American Scripture: Making the Declaration of Independence 128 (Alfred A. Knopf 1997).

[36] George Washington, Writings 208 – 260 (John Rhodehamel, ed., Literary Classics of the United States, Inc., 1997).

[37] Id. at 247 Letter to John Augustine Washington.

[38] Jefferson, Writings, Letter to Robert Shipwith, 1771 740 – 745 (Merrill D. Peterson, ed., Literary Classics of the United States, Inc., 1984) [Hereinafter Jefferson].

[39] Montesquieu, The Spirit of the Laws (1775) as compiled in Readings on the Origins if the Constitution of the United States of America Ch. 5 p. 21 (Lynn D. Wardle, ed., Lynn D. Wardle 2001)

[40] Alstyne, supra n. 24 at 1243

[41] Id. at 1243 – 1244.

[42] Declaration of Independence [¶¶ 13, 16, 17] (1776)

[43] U.S. Const. Art 1 § 8 cl. 12.

 

[44] Hallbrook, supra n. 10 at 73 citing 2 Documentary History of the Ratification of the Constitution 509 (Kaminiski and Saladino eds., 1981).

[45] Id. at 70.

[46] Id. citing R. Lee Letters From a Federal Farmer in Pamphlets on the Constitution of the United States 305-306 (P. Ford ed. 1888).

[47] Id. at 71 citing R. Lee Letters From a Federal Farmer in Pamphlets on the Constitution of the United Sates 169 (P. Ford ed. 1888).

[48] Id. at 71 -72 citing R. Lee Letters From a Federal Farmer in Pamphlets on the Constitution of the United Sates 169 (P. Ford ed. 1888).

[49] U.S. v. Emerson, 270 F. 3d 203 at 231-232 (5th Cir. 2001).

[50] Id.

[51] Id. at 230

[52] Id.

[53] The Debate on the Constitution, Part One 871-872 (Bernard Bailyn ed., Literary Classics of the United States, Inc., 1991) [Hereinafter Debate, Part One].

[54] Halbrook, supra n. 10 at 81 citing Senate Journal, MSS. By Sam A. Otis, Virginia State Library, Executive Communications Box 13 (9 Sep 1789) at 1.

[55] Kates, supra n. 17 at 223.

[56] U.S. Const. Amend. 1.

[57] Id.

[58] U.S. Const. Amend. 3.

[59] U.S. Const. Amend. 4 – 6.

[60] U.S. Const. Amend. 7.

[61] U.S. Const. Amend. 8.

[62] Leonard W. Levy, Origins of the Bill of Rights 20 – 21 (Yale University Press 1999).

[63] U.S. Const. Amend. 10.

[64] Joseph Story, Commentaries on the Constitution of the United States, Vol. III, 713-720 (Hilliard, Gray, and Company 1833) [Hereinafter Story, Commentaries].

[65] Id. at 714

[66] Id. at 718.

[67] Id.

[68] Kates, supra n. 17 at 223 (1983) citing 11 Papers of James Madison 307 (R. Rutland & C. Hobson ed. 1977) (Letter of Oct. 20, 1788, from Madison to Edmund Pendelton).

[69] Id. at 223 citing 12 Papers of James Madison 193 – 194.

[70] Id. at 223

[71] Id.

[72] Id.

[73] Story, Commentaries supra n. 63 at 714.

[74] Id.

[75] U.S. Const. Art. 1, § 10, cl. 3.

[76] Id. At 235.

[77] The Declaration of Rights, Declaration 7 (1688) as compiled in The Spark of Independence 5 (History Book Club 1997).

[78] William Blackstone, I Blackstone’s Commentaries 144, (St. George Tucker, ed., vol. 2., 1803, Augustus M. Kelley Publishers, New York, NY 1969) [Hereinafter Blackstone].

[79] Kates, supra n. 17 at 231.

[80] See John Locke, Of the Dissolution of Government, The Second Treatise of Government, as compiled in The Spark of Independence 47 – 68 (History Book Club 1997).

[81] Blackstone, supra n. 77 at 141-145.

[82] Id.

[83] Kates, supra n. 17 at 235.

[84] Id.

[85] Id. At 221.

[86] Debate, Part One supra n. 52 at 155.

[87] Kates, supra n. 17 at 235.

[88] The Citizen’s Committee for the Right to Keep and Bear Arms, CCRKBA Home, Quotes of the Founding Fathers and Their Contemporaries http://www.ccrkba.org/pub/rkba/general/Founders/quotes.htm (accessed Feb 21, 2002).

[89] Michael A. Bellesiles, Arming America; The Origins of a National Gun Culture 5 (Alfred A. Knopf 2000).

[90] Kates supra n. 17 at 215-216 citing An Act for the Better Security of the Inhabitants by Obliging the Male White Persons to Carry Fire Arms to Places of public Worship, 1770 reprinted in 1775 – 1770 GEORGIA COLONIAL LAWS 417 (1932).

[91] Kates, supra n. 17 at 241.

[92] Id. At 222.

[93] Id.

[94] Original Meaning supra n. 29 at 124.

[95] Id.

[96] Id.

[97] Id.

[98] Kates, supra n. 17 at 122.

[99] Debate, Part One supra n. 52 at 872.

[100] Original Meaning supra n. 29 at 124.

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Powers of Attorney

A Power of Attorney (POA) can be a very powerful tool. During my time in the military, we frequently had our deploying Airmen use this tool so that their spouse or trusted friend could take care of their affairs while the Airmen were deployed to hostile areas around the globe.

A POA can be either a General POA or a Special POA. A General POA allows a person to do almost anything on behalf of another person that the person granting the POA could do for themselves. A Special POA allows the person with the POA to do a specific act for the person granting the POA, such as buy a home, a car, or care for one’s children.

When given a POA, you will need to make copies of the document. Present it to the bank or other institution for which you are trying to conduct business on behalf of the individual who gave you the POA. The business or entity may decide to accept or reject the POA. If they accept it, make certain they retain a copy of the POA and that you always retain the original. If they reject the POA, ask them what documentation they require to act on the other person’s behalf and, if necessary, contact an attorney to assist you in getting the proper documentation prepared.

A POA is a powerful tool and remains one of the key documents in a fully-developed Estate Plan.

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Blended Families

“Well of course my spouse gets everything! I don’t need a will.” Not so fast!

It is not automatic that you get everything should your spouse die before you. If your spouse was married before and has children from that previous marriage, then those children may have a rights to some of your spouse’s estate. In Utah, if one spouse dies who was married previously and has children from the prior marriage, then the surviving current spouse is only entitled to $75,000 plus 1/2 of the remaining assets. Everything else goes to the children from the previous marriage (any children from the current marriage would get nothing and instead inherit through the surviving spouse when that person passes away).

For example, let’s say Jack and Jill get married. Jill was married before and has 2 children from her previous marriage. Jack and Jill have one more child together. Jack and Jill own the family home as joint-tenants. The home is worth $200,000.00. Jill also has another $125,000.00 in personal property (car, inheritance from parents, jewelry, etc. It can add up fast!).

Jill is in a car accident and dies without having a will. The value of her estate at the time of her death is $325,000.00. Jack gets the home without going through probate because it was owned as joint-tenants. However, just as the entire worth of the home was added to the value of Jill’s estate, the entire worth of the home is counted as an advance to Jack of his inheritance. So Jack is entitled to $75,000 + 1/2 of $250,000 (the remaining balance of the estate’s value). That works out to $75,000 + $125,000 for a total of $200,000. But that is not how much Jack gets. Because the home is valued at $200,000, an amount equal to his share of Jill’s estate, Jack gets the home and nothing else. The $125,000 in additional personal property all goes to Jill’s children from her previous marriage.

Additionally, because no will was made, if Jill’s children from her previous marriage are still minors, their father now gets custody of the children and Jack may have to give the wife’s ex all of her personal property because it all belongs to those children and he has custody of them. The child from Jack and Jill’s current marriage inherits nothing.

This situation could all have been avoided if Jill had a simple will or even a trust. A simple will or a living trust could have let Jill determine how much each of her children would inherit in the event of her death. It could also designate who would control that property until the children reached the age of majority.

No blended family should ever be without a will or living trust. No matter how little or how much property one has, a will or living trust is a basic estate planning document everyone should have.

The information presented here is not meant to be legal advice. Every situation is different and unique. You should consult directly with an attorney to determine your estate planning needs. Review of this material does not create an attorney-client relationship with The Law Firm of Darrin K. Johns, PC, or with any attorney or employee thereof.

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Federalism

One of the best, and perhaps most forgotten features, of The United States Constitution is that it provides for a Federal system of government. A Federal system is one in which there are two separate governments, each with their own areas of responsibility. For example, we have the United States Government which the people of the United States formed and gave authority to handle the international affairs of all the States in the Union and to regulate the interactions between the individual States in the Union. Then each State has its own Government formed by the people in that State and given authority to handle the internal or domestic affairs of the State, for example to handle criminal acts by its citizens, marriage laws, labor laws, etc.

When one reads the Constitution before the Bill of Rights or other amendments were added, one is hard-pressed to find any reference to the National Government (or as commonly referred to today, the Federal Government) exercising direct authority over the citizenry. The Federal Government was not even permitted to tax individuals directly, but rather had to tax the States who could then choose to tax their citizens. The nature of the Federal Government as designed by the Constitution is why many of the Founding Fathers, including James Madison who has become known as the Father of the Constitution, believed a Bill of Rights was unnecessary. The Constitution did not grant the new Federal Government authority to take actions against citizens directly, that authority was reserved to the States, so why the need to have a Bill of Rights?

This Federal system of Government allowed for experimentation among the several States with economic and social theories. For example, one state could set different wage laws or different laws regarding marriage or punishments for crimes than other states would set. This was the intent. It was never intended to have all laws the same throughout the nation.

People often forget this principal when they support ideas such as a National law to define marriage. As the Federal Government was not established to regulate conduct of individuals, laws regarding marriage and its definition should be created by State Governments. If a person does not like the laws of the State where they live, they are free to use the political process to change the law or they may leave the State. That is what the Founders intended with their comparison of the States to laboratories for experimentation. Not only does this process comport with the Federalist aspect of our Constitution, it promotes greater political activity at the local level where political influence of individual citizens is greatest.

Frightened that by providing a Bill of Rights might make some assume (as unfortunately so many do today) that the Federal Government had power over individual citizens to a greater extent than what was intended, the Founding Fathers passed the 9th and 10th Amendments as part of the Bill of Rights to ensure people understood that the Federal Government was one of very limited powers.

The Bill of Rights deal with the rights individuals have when dealing with the Federal Government. Some have tried to make the Second Amendment a right that belongs to the States in relation to the National Government, but such an argument is fallacious and made by those who either intend to deceive or have no understanding of history. Every right listed in the Bill of Rights deals with limiting the power of the Federal government against individual citizens. The 9th and 10th Amendments make it very clear that any power not delegated to the Federal Government remains with the States or the people in their status as individual citizens. (Note that the Tenth Amendment refers to “powers not delegated to the United States … are reserved to the States respectively, or to the people.” The Founders knew that there was a difference between the people collectively as represented by the “States” and all people in their individual capacity, as represented by the term “people.” It would make no sense for the term “people” to mean the States in the Second Amendment and the same term to mean individual citizens in the Tenth Amendment.) Therefore, if the Federal Government is not specifically delegated the power under the Constitution, then, no matter how good that power may be, it resides with the State, or with the people.

That leads me to another topic which I will address in a subsequent posting. That is the topic of “Delegated Powers.”

 

The views expressed on this page are not to be considered advertising material. They represent my personal views and not the view of any other person or organization. The information presented here is not meant to be legal advice. Every situation is different and unique. You should consult directly with an attorney to determine your estate planning needs. Review of this material does not create an attorney-client relationship with The Law Firm of Darrin K. Johns, PC, or with any attorney or employee thereof.

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